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The Code of Professional Ethics and Practices
of the Marketing Research Association, Inc.

The Marketing Research Association is a recognized leader in the opinion and marketing research industry, advancing the practical application, use and understanding of opinion and marketing research.

A fundamental aim of the Association is to ensure that standards are maintained. It is important that opinion and marketing research knowledge and the value of research are communicated to both the business community and the public at large, while complying with applicable federal, state and local laws, regulations and ordinances.

MRA expects members to follow principles of honesty, professionalism, fairness and confidentiality to guard the interests of the public and our clients in order to promote good business practices. MRA's Code of Data Collection Standards consists of the responsibilities of respondents, clients, and data collectors not only to each other, but also to the general public and business community. (updated 7/1/01)

MRA Code of Data Collection Standards with Notes

Basic Principles of the Code of Standards

The Marketing Research Association's Code of Data Collection Standards is established to ensure that MRA members conform to the following principles:

  • Conduct research in an honest and ethical manner
  • Instill confidence in research and encourage public cooperation
  • Instill confidence in the business community that research is done in a professional and fair manner
  • Carry out every research project in accordance with the Code
  • Respect the general public

The principles of this Code must be adhered to and signed by each member of the Marketing Research Association, both corporate and individual.

Notes appearing in italic type are intended to help users interpret and apply the Code in practice. Any questions about how to apply the Code in a specific situation should be addressed to MRA Headquarters.

The Code has 4 sections:

  1. Responsibilities to Respondents
  2. Responsibilities to Clients
  3. Responsibilities to Data Collectors
  4. Responsibilities to the General Public

Code of Data Collection Standards

I. Responsibilities to Respondents

Data Collection Companies:

1. will make factually correct statements to secure cooperation and honor promises to respondents, whether verbal or written;

Interviewers will not knowingly provide respondents with information that misrepresents any portion of the interviewing process, such as; length of the interview, scope of task involved, compensation, or intended use of the information collected.

2. will not use information to identify respondents without the permission of the respondent, except to those who check the data or are involved in processing the data. If such permission is given, it must be recorded by the interviewer at the time the permission is secured;

Respondent information will be linked to data collected only for research purposes such as validation, evaluating data in aggregate based on demographic information, modeling. Providing respondent information is not permissible for any purpose other than legitimate research purposes as mentioned above. If anyone requests respondent identifiable information it will only be provided upon receipt of written declaration of and agreement of some intended use. Such use shall be determined by the provider to qualify as legitimate research use. (i.e. validation, planned recalls, modeling, demographic analysis.) No other use of this information falls within the boundaries of the Code. This applies to all types of respondent sample sources including client supplied lists.

3. will respect the respondent's right to withdraw or to refuse to cooperate at any stage of the study and not use any procedure or technique to coerce or imply that cooperation is obligatory;

Respondent cooperation is strictly on a voluntary basis. Respondents are entitled to withdraw from an interview at any stage or to refuse to cooperate in a research project. Interviewers should never lead respondents to believe they have no choice in their participation.

4. will obtain and document respondent consent when it is known that the name and addresses or identity of the respondent may be passed to a third party for legal or other purposes, such as audio or video recordings;

By documenting the respondent's consent for a defined specific use of his/her name and address we are confirming the respondent realizes we are asking something new of them, i.e., possible participation in another research project.

5. will obtain permission and document consent of a parent, legal guardian or responsible guardian before interviewing children 12 years old or younger;

Interviewers must take special care when interviewing children or young people. The informed consent of the parent or responsible adult must first be obtained for interviews with children.

6. will give respondents the opportunity to refuse to participate in the research when there is a possibility they may be identifiable even without the use of their name or address (e.g., because of the size of the population being sampled).

Respondent cooperation is strictly on a voluntary basis. Respondents are entitled to withdraw from a research project. Company policies and/or interviewer instructions should state the interviewer must give respondents the opportunity to not participate for any reason.

Interviewers:

1. will treat the respondent with respect and not influence him or her through direct or indirect attempts, including the framing of questions, a respondent's opinion or attitudes on any issue.

Interviewers cannot ask questions in a way that leads or influences respondents' answers, nor can they provide their own opinions, thoughts or feelings that might bias a respondent and therefore impact the answers they give.

2. will obtain and document permission of a parent, legal guardian or responsible guardian before interviewing children 12 years old or younger. Prior to obtaining permission, the interviewer should divulge the subject matter, length of interview and other special tasks that will be required.

Interviewers must take special care when interviewing children or young people. The informed consent of the parent or responsible adult must first be obtained for interviews with children. Parents or responsible adults must be told some specifics about the interview process and special tasks, such as audio or video recording, taste testing, respondent fees and special tasks, before permission is obtained.

II. Responsibilities to Clients

Data Collection Companies:

1. will ensure that each study is conducted according to the client's specifications;

Procedures are implemented to conform or verify that client specifications are being followed.

2. will observe confidentiality with all research techniques or methodologies and with information considered confidential or proprietary. Information will not be revealed that could be used to identify clients or respondents without proper authorization;

Respondent information will be linked to data collected only for research purposes and will not be used for any purpose other than legitimate research. Protect the confidentiality of anything learned about the respondent and/or his or her business.

3. will ensure that companies, their employees and subcontractors, involved in data collection take all reasonable precautions so that more than one survey is not conducted in one interview without explicit permission from the sponsoring company or companies;

Company policies or procedures indicate the practice of conducting more than one survey within an interview is not done without specific permission from the relevant clients.

4. will report research results accurately and honestly;

Describe how the research was done in enough detail that a skilled researcher could repeat the study; provide data representative of a defined population or activity and enough data to yield projectable results; present the results understandably and fairly, including any results that may seem contradictory or unfavorable.

5. will not misrepresent themselves as having qualifications, experience, skills or facilities that they do not possess;

If regularly subcontracting data collection, should not infer to clients and prospective clients that they possess this capability "in house"; claim only legitimate academic degrees, clients and other qualifications.

6. will refrain from referring to membership in this Association as proof of competence, since the Association does not certify any person's or organization's competency or skill level.

MRA does not currently have a certification program for marketing research competency, therefore while members can state their membership in the Association, they cannot claim that this automatically conveys a message of their competency to carry out the marketing research process.

III. Responsibilities to Data Collectors

Clients:

1. will be responsible for providing products and services that are safe and fit for their intended use and disclose/label all product contents;

It is the client's responsibility to ensure that all test products are in compliance with all safety standards and that all product contents information is provided to the data collectors. Data Collectors should request in writing all pertinent information as well as emergency numbers for respondents and themselves.

2. will provide oral or written instructions;

To ensure the success of the research, detailed instructions are to be provided prior to the start of any project. These instructions must be written and then confirmed orally for: understanding, ability of the agency to implement and agreement to comply.

3. will not ask our members who subcontract research to engage in any activity that is not acceptable as defined in this Code or that is prohibited under any applicable federal, state and local laws regulations and ordinances.

All MRA Members have agreed to comply with the Code as written and thus will not agree to, or ask anyone else to, knowingly violate any of the points of the Code.

IV. Responsibilities to the General Public

Data Collection Companies:

1. will not intentionally abuse public confidence in marketing and opinion research;

Marketing research shall be conducted and reported for the sole purpose of providing factual information upon which decisions will be made. At no time is marketing research information to be used to intentionally mislead public opinion. Instances of abuse of public confidence undermine the credibility of our Industry.

2. will not represent a non-research activity to be marketing and opinion research, such as:

  • Questions whose sole objective is to obtain personal information about respondents, whether for legal, political, private or other purposes;
  • The compilation of lists, registers or data banks of names and addresses for any non research purposes (e.g., canvassing or fundraising);
  • Industrial, commercial or any other form of espionage;
  • The acquisition of information for use by credit rating services or similar organizations;
  • Sales or promotional approaches to the respondent;
  • The collection of debts;

This does not refer to simulated test market research projects when no money is involved or when the money is returned at the end of the study.

3. will make interviewers aware of any special conditions that may be applicable to any minor (18 years old or younger).

Researchers have a responsibility to provide any and all applicable information to interviewers regarding the legal and proper handling of respondents 18 years old or younger.

 


Marketing Research Association
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Rocky Hill, CT 06067-0230
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